ASIC
Pre FSR Licensees and Proper Authority Holders
Australian Securities & Investments Commission
Pre FSR Licensees and Proper Authority Holder entries relate to either a person or an organisation. Type in the family or organisation name.
Please select from one of the following:
Pre FSR Licensees
Futures Brokers
Futures Advisers
Investment Advisers
Securities Dealers
Life Insurance Brokers
General Insurance Brokers
Foreign Insurance Agents
Pre FSR Proper Authority Holders
Futures Representatives
Securities Representatives
Name
Given Names required only for Proper Authority Holders
Given Name
You should also check the
Enforceable Undertakings Register
to see if the person or company has undertaken not to act as a registered auditor, authorised audit company, registered liquidator or official liquidator.
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