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Condition start date time 06/01/2009 |
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1. |
This licence authorises the licensee to carry on a financial services business to: |
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(a) |
provide financial product advice for the following classes of financial products: |
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(i) |
deposit and payment products limited to: |
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(A) |
basic deposit products; |
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(ii) |
derivatives; |
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(iii) |
debentures, stocks or bonds issued or proposed to be issued by a government; |
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(iv) |
interests in managed investment schemes excluding investor directed portfolio services; and |
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(v) |
securities; and |
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(b) |
deal in a financial product by: |
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(i) |
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products: |
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(A) |
deposit and payment products limited to: |
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(1) |
basic deposit products; |
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(B) |
derivatives; |
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(C) |
debentures, stocks or bonds issued or proposed to be issued by a government; |
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(D) |
interests in managed investment schemes excluding investor directed portfolio services; and |
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(E) |
securities; |
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to retail and wholesale clients. |
