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ASIC Register of Banned & Disqualified Persons
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Australian Securities & Investments Commission
Search Tips
To browse for 'disqualified persons': type the first letter or all the letters of the family name, as all names are ordered by family name, then given names. Both current and past entries will be provided.

NB. Persons referring to this register should note carefully that it contains details only of those persons who are disqualified from managing corporations under the Corporations Act where ASIC receives express notice of the disqualification under the terms of that Act.

There are other circumstances in which a person may be disqualified from managing corporations, for example where the person is an undischarged bankrupt or has been convicted of certain offences involving dishonesty. ASIC does not receive statutory notice of such disqualifications, and so they are not able to be recorded in this register.

If searching the remaining professional registers i.e. Banned securities representatives, Banned futures representative, AFS banned/disqualified persons, type in the family or organisation name. Only current entries are provided and some people or organisations may be under temporary suspension.

Please select from one of the following:

Disqualified persons
Banned securities representatives
Banned futures representatives
AFS Banned/Disqualified Persons
Name
You should also check the Enforceable Undertakings Register to see if the person has undertaken not to take part in the management of a corporation, or carry on a financial services business as an AFS Licensee or an AFS Authorised Representative.

Created by the Australian Securities and Investments Commission. http://www.asic.gov.au
Copyright © 2000 Australian Securities and Investments Commission.
To give us your comments send feedback to netsearch@asic.gov.au.